Jimmie L. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmie Lee Wilson II, who also goes by Jim L Wilson, Jim Wilson II, was a registered financial professional .
Jimmie is a previously registered financial professional and started their career in finance in 1988. Jimmie had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2015 - January 22, 2018
WELLS FARGO PRIME SERVICES, LLC
July 1, 2003 - December 11, 2018
WELLS FARGO SECURITIES, LLC
October 18, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 4, 1994 - February 22, 1995
CITIGROUP GLOBAL MARKETS INC.
July 2, 1990 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 2, 1990 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
July 2, 1990 - May 31, 2000
LEHMAN BROTHERS INC.
March 22, 1988 - March 21, 1990
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO PRIME SERVICES, LLC
CRD#: 133068 / SEC#: , 8-66677
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | OWNER | |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| HALL, JEFFREY | CHIEF OPERATIONS OFFICER | 5292396 |
| KEARNS, WILLIAM J | MANAGER | 2127701 |
| LANGIS, DARREN JOSEPH | MANAGER | 2781108 |
| LEONE, JOHN | MANAGER | 7164476 |
| MCCOOEY, EAMON PATRICK | CEO, PRESIDENT, MANAGER | 1762536 |
| RILEY, MICHAEL FRANCIS | MANAGER | 4165280 |
| YI, SCOTT HUN | CHIEF COMPLIANCE OFFICER | 3152646 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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