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LW

Lawrence Joseph Weil Sr

CRD# 1766113·Registered 1988 - 1995
Barred: Lawrence Joseph Weil SR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Lawrence Joseph Weil SR, who also goes by Lawrence Joseph Weil, Lawrence Weil, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1988 - 1995. Lawrence had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lawrence Joseph Weil, Lawrence Weil

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

L.C. WEGARD & CO., INC.·CRD# 3722
BD
New York, NY
June 18, 1992 - December 1, 1995
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
June 8, 1988 - May 8, 1992
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
January 19, 1988 - May 31, 1988

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Current Firm

LW
L.C. WEGARD & CO., INC.

L.C. WEGARD & CO., INC.

CRD#: 3722 / SEC#: 8-14314
BD
Revoked by SEC on 01/03/1996

Contact Information

Established

New Jersey since 11/27/1968

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LW
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