Isabel Dejesus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Isabel Dejesus was a registered financial professional .
Isabel is a previously registered financial professional and started their career in finance in 2013. Isabel had worked at 2 firms and has passed the Series 82TO, Series 57TO, Series 99TO, Series 62, SIE, Series 7, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2023 - June 13, 2025
LUCID CAPITAL MARKETS, LLC
April 5, 2013 - June 15, 2023
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 10/3/2023
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
LUCID CAPITAL MARKETS, LLC
CRD#: 140345 / SEC#: , 8-67305
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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