Geoffrey A. Johnson

WEALTH MANAGEMENT ADVISORS

GILBERT, AZ 85296

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CRD#: 1765737

Professional summary

Geoffrey Alan Johnson, who also goes by Geoff Johnson, is a registered financial advisor currently at WEALTH MANAGEMENT ADVISORS, LLC located in Gilbert, Arizona.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Geoffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Geoff Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEALTH MANAGEMENT RESOURCES, LLC. POSITION: Insurance Agent. NATURE: Fixed insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 11/1/2010 ADDRESS: Gilbert, AZ 85296 DESCRIPTION: Sales and service. GEOFFREY JOHNSON. POSITION: Notary Public. NATURE: Notarizing customer documents. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/05/2010 ADDRESS: Gilbert, AZ 85296 DESCRIPTION: Maintaining my notary commission.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Alan Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2017 - Present

WEALTH MANAGEMENT ADVISORS, LLC

Office #1: 1166 E. Warner Rd #202, Gilbert, AZ 85296

RIA

CRD#: 289010

GILBERT, AZ

Past

September 9, 2016 - August 7, 2017

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

CHANDLER, AZ

Past

August 2, 2016 - August 25, 2016

WEALTH MANAGEMENT RESOURCES ADVISORS LLC

RIA

CRD#: 282828

TEMPE, AZ

Past

February 19, 2004 - September 29, 2005

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

April 9, 2001 - December 31, 2002

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

July 3, 1996 - February 28, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 22, 1995 - May 24, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 15, 1993 - December 9, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 25, 1987 - May 20, 1993

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/7/2001

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1995

General Securities Principal Examination

Current Firm

WEALTH MANAGEMENT ADVISORS, LLC

CRD#: 289010 / SEC#:

Arizona

Registered Investment Advisory firm - (8/14/2017 Approved)

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Contact information

Main Address

1166 E. Warner Rd #202, Gilbert, AZ 85296

Mailing Address

Phone number

(602) 334-4428

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 4,113,647

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Geoffrey A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Alan Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR ASSET MANAGEMENT, INC.

WEALTH MANAGEMENT RESOURCES ADVISORS LLC

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2016

Series 63

Date: 4/14/2001

Series 6

Date: 4/7/2001

Series 7

Date: 11/21/1987

Series 24

Date: 6/28/1995

Current Firm

WEALTH MANAGEMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT ADVISORS, LLC

TRUST BUT VERIFY

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