Christopher L. Gerwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lee Gerwin, who also goes by Christophe Gerwin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1988. Christopher had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 22, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2006 - March 31, 2011
CEDAR CREEK SECURITIES, INC.
December 12, 1988 - April 21, 2023
GERWIN GROUP, INC.
February 9, 1988 - June 1, 1988
ELLMAN & HOWE SECURITIES
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CEDAR CREEK SECURITIES, INC.
CRD#: 118498 / SEC#: , 8-53661
Contact information
Red Flags
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