Antony R. Lonsdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antony Richard Lonsdale, who also goes by Tony Lonsdale, was a registered financial professional .
Antony is a previously registered financial professional and started their career in finance in 1988. Antony had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1992 - February 24, 1999
BA INVESTMENT SERVICES, INC.
November 26, 1990 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
December 9, 1988 - November 27, 1990
IDS LIFE INSURANCE COMPANY
December 9, 1988 - November 27, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
January 28, 1988 - December 12, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 28, 1988 - December 12, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BA INVESTMENT SERVICES, INC.
CRD#: 12965 / SEC#: , 8-28502
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
