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Antony Richard Lonsdale

CRD# 1765254·Registered 1988 - 1999
Previously Registered: Being a previously registered professional could mean that Antony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antony Richard Lonsdale, who also goes by Tony Lonsdale, was a registered financial advisor. Antony was a previously registered financial professional and started their career in finance 1988 - 1999. Antony had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Lonsdale

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
June 3, 1992 - February 24, 1999
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
November 26, 1990 - June 30, 1992
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
December 9, 1988 - November 27, 1990
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
December 9, 1988 - November 27, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
January 28, 1988 - December 12, 1988
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
January 28, 1988 - December 12, 1988

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Current Firm

BI
BA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC. | SECURITY PACIFIC INVESTMENTS, INC. | SECURITY PACIFIC BROKERS, INC.

CRD#: 12965 / SEC#: 8-28502
BD
Terminated by SEC on 09/07/1999

Contact Information

Established

Delaware since 06/22/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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