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MR

Matthew J. Ronan

KINGSWOOD CAPITAL PARTNERS
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 1765142
MR

Professional summary

Matthew Joseph Ronan, who also goes by Matthew Ronan, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Boca Raton, Florida.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1988. Matthew has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew Ronan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Joseph Ronan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2023 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 7280 W. Palmetto Park Rd #301, Boca Raton, FL 33433
BD
CRD#: 288898
Boca Raton, FL
Past

May 14, 2012 - January 9, 2023

VIEWTRADE SECURITIES, INC.

BD
CRD#: 46987
BOCA RATON, FL
Past

September 23, 2011 - May 14, 2012

WEDBUSH SECURITIES INC.

BD
CRD#: 877
BOCA RATON, FL
Past

January 2, 2002 - October 6, 2011

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOCA RATON, FL
Past

August 15, 2000 - January 2, 2002

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY
Past

December 12, 1996 - August 14, 2000

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

May 18, 1996 - December 10, 1996

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

August 27, 1991 - May 8, 1996

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

August 3, 1990 - August 19, 1991

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

March 10, 1989 - August 23, 1990

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 20, 1988 - March 18, 1989

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

August 23, 1988 - September 7, 1988

FENNER FINANCIAL, INC.

BD
CRD#: 15135

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/3/2023)
RR
California
(1/3/2023)
RR
Connecticut
(1/3/2023)
RR
Florida
(1/9/2023)
RR
Georgia
(1/23/2023)
RR
Illinois
(1/10/2023)
RR
Maryland
(1/25/2023)
RR
Massachusetts
(1/3/2023)
RR
Michigan
(1/3/2023)
RR
New Jersey
(1/3/2023)
RR
New York
(1/3/2023)
RR
North Carolina
(1/3/2023)
RR
Pennsylvania
(8/9/2023)
RR
Texas
(1/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/10/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/4/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/1988
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KINGSWOOD CAPITAL PARTNERS, LLC
CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Nevada since 10/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSWOOD US, LLCMEMBER
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898Boca Raton, FL 33433

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