Domenic A. Palagruto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenic Anthony Palagruto, who also goes by Domenic A Palagruto, was a registered financial professional .
Domenic is a previously registered financial professional and started their career in finance in 1987. Domenic had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2021 - November 1, 2022
CETERA INVESTMENT ADVISERS LLC
December 21, 2021 - November 1, 2022
CETERA FINANCIAL SPECIALISTS LLC
October 10, 2018 - December 23, 2021
AVANTAX ADVISORY SERVICES
October 10, 2018 - December 23, 2021
AVANTAX INVESTMENT SERVICES, INC.
January 4, 2010 - October 15, 2018
SSN ADVISORY, INC.
January 4, 2010 - October 15, 2018
SECURITIES SERVICE NETWORK, LLC
January 19, 2001 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
January 4, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
January 3, 1997 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
February 2, 1996 - January 9, 1997
PFS INVESTMENTS INC.
December 11, 1987 - December 19, 1989
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
