John J. Schraff

MAYFAIR POINTE CAPITAL

ORLANDO, FL 32827

CRD#: 1764552

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Professional summary

John Joseph Schraff JR, who also goes by John Joseph Schraff, is a registered financial advisor currently at MAYFAIR POINTE CAPITAL LLC located in Orlando, Florida and SCRED SECURITIES US LLC located in Cape May, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Joseph Schraff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Schraff JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2026 - Present

MAYFAIR POINTE CAPITAL LLC

Office #1: 9038 Mayfair Pointe Drive, Orlando, FL 32827

RIA

CRD#: 340615

ORLANDO, FL

Current

May 13, 2025 - Present

SCRED SECURITIES US LLC

CRD#: 332432

CAPE MAY, NJ

Past

August 20, 2019 - January 31, 2025

WINTERFLOOD SECURITIES US CORPORATION

CRD#: 299110

NEW YORK, NY

Past

May 3, 2012 - November 15, 2017

DNB CARNEGIE, INC.

CRD#: 127605

LONDON,

Past

May 9, 2011 - May 1, 2012

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

July 20, 2009 - June 16, 2010

HSBC SECURITIES (USA) INC.

CRD#: 19585

LONDON,

Past

June 27, 2008 - June 6, 2009

ATLANTIC EQUITIES, LLC

CRD#: 121669

GREENWICH, CT

Past

March 7, 2000 - May 14, 2008

PORTIGON SECURITIES INC.

CRD#: 10050

LONDON,

Past

September 13, 1996 - December 9, 1999

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

June 3, 1996 - June 25, 1996

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

Past

October 13, 1995 - June 24, 1996

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

July 27, 1994 - April 17, 1996

INTERACCIONES GLOBAL INC.

CRD#: 30289

NEW YORK, NY

Past

May 25, 1988 - July 29, 1994

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(5/28/2026)

New Jersey
(8/13/2025)

New York
(9/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 11/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/12/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MAYFAIR POINTE CAPITAL LLC

CRD#: 340615 / SEC#:

Florida

Registered Investment Advisory firm - (5/28/2026 Approved)

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Contact information

Main Address

9038 Mayfair Pointe Drive, Orlando, FL 32827

Mailing Address

Phone number

(646) 468-1841

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Schraff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Schraff JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCRED SECURITIES US LLC

WINTERFLOOD SECURITIES US CORPORATION

DNB CARNEGIE, INC.

NATWEST MARKETS SECURITIES INC.

HSBC SECURITIES (USA) INC.

ATLANTIC EQUITIES, LLC

PORTIGON SECURITIES INC.

BNP PARIBAS SECURITIES CORP.

BNP PARIBAS SECURITIES CORP.

CIBC WORLD MARKETS CORP.

INTERACCIONES GLOBAL INC.

DAIWA CAPITAL MARKETS AMERICA INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2025

Series 63

Date: 8/24/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 11/15/2017

Series 7

Date: 5/21/1988

Series 24

Date: 11/12/2013

FINRA

Current Firm

MAYFAIR POINTE CAPITAL LLC

Contact information

Documents

Red Flags

Company Information

MAYFAIR POINTE CAPITAL LLC

TRUST BUT VERIFY

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