Edward J. Donnellan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Donnellan III, who also goes by Edward J Donnellan III, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1992. Edward had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2014 - May 3, 2017
MOCHO TRADING LLC
October 23, 2009 - March 20, 2013
ONTHREE FUND SUBSIDIARY, LLC
October 27, 2008 - December 22, 2011
303 EQUITY TRADING GROUP II, LLC
August 21, 2002 - July 8, 2009
TJM INVESTMENTS, LLC
January 1, 1992 - January 5, 1998
SANWA SECURITIES (USA) CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOCHO TRADING LLC
CRD#: 171135 / SEC#: , 8-69444
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS, ELRICK MORTIMER | MANAGING DIRECTOR/CEO - CLASS A UNIT HOLDER | |
| CASTLECLIFF TRADING L.P. | CLASS A UNIT HOLDER | |
| JAM COMMODITY INVESTMENTS LLC | CLASS A UNIT HOLDER | |
| IORDANOV, JORDAN S | VP NETWORK/HARDWARE - CLASS A UNIT HOLDER | |
| DONNELLAN, EDWARD JOSEPH III | MANAGING DIRECTOR/CCO - CLASS A UNIT HOLDER | 1764291 |
| DURAN, RICHARD JAMES | PUBLIC POLICY DIRECTOR - CLASS A UNIT HOLDER | 2749970 |
| PATEL, NITA AMISH | FINOP/CFO | 4509301 |
| PENSINGER, JOSEPH ROBERT | MANAGING DIRECTOR/CRO - CLASS A UNIT HOLDER | |
| VISCONTI, SILVIO | MANAGING DIRECTOR - CLASS A UNIT HOLDER | 4313292 |
Red Flags
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