Joshua R. Bright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Robert Bright, who also goes by Josh Bright, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1988. Joshua had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2012 - February 12, 2016
EAGLE STRATEGIES LLC
July 2, 2001 - February 12, 2016
NYLIFE SECURITIES LLC
March 17, 1997 - June 25, 2001
OSAIC FA, INC.
February 25, 1997 - June 25, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 20, 1994 - July 18, 1996
SECURITIES RESOLUTION CORPORATION
May 16, 1990 - May 5, 1994
JOHN G. KINNARD AND COMPANY, INCORPORATED
March 17, 1989 - August 22, 1990
M. H. NOVICK & CO., INC.
January 9, 1989 - April 3, 1989
INVESTMENT CONCEPTS, INC.
February 24, 1988 - October 11, 1988
DOUGHERTY DAWKINS LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
