Ronald R. Wertz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Ray Wertz was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 6 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1993 - August 20, 1993
THORNBRIDGE CORPORATION
April 23, 1992 - December 31, 1992
EDI FINANCIAL, INC.
December 23, 1991 - April 27, 1992
GRAND FINANCIAL, INC.
April 9, 1991 - September 11, 1991
ECKARD INVESTMENT SERVICES, INC.
October 4, 1989 - June 12, 1990
TRADEPORTAL SECURITIES, INC.
August 8, 1988 - January 4, 1989
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THORNBRIDGE CORPORATION
CRD#: 28739 / SEC#: , 8-43954
Contact information
Documents
Red Flags
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