Sharon L. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Louise Mann, who also goes by Sharon Louise Kaitbenski, Sharon Louise Smith, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1988. Sharon had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 1993 - October 24, 2006
PACVEST ASSOCIATES, INC.
February 9, 1993 - November 30, 1993
G.R. STUART & COMPANY, INC.
October 17, 1991 - February 26, 1993
FINANCIAL SECURITIES NETWORK,INC.
December 16, 1989 - October 22, 1991
LPL FINANCIAL LLC
October 13, 1988 - December 31, 2024
ADVISOR'S CAPITAL INVESTMENTS INC,
March 7, 1988 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACVEST ASSOCIATES, INC.
CRD#: 29583 / SEC#: , 8-44664
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
