Clay A. Sandidge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clay Allen Sandidge was a registered financial professional .
Clay is a previously registered financial professional and started their career in finance in 1988. Clay had worked at 4 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1992 - August 20, 1992
AMERICAN BUSINESS SECURITIES, INC.
October 5, 1989 - July 31, 1992
VESTCORP SECURITIES, INC.
August 5, 1988 - February 11, 1989
TEXAKOMA FINANCIAL, INC.
May 4, 1988 - August 29, 1988
UNEX CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN BUSINESS SECURITIES, INC.
CRD#: 18284 / SEC#: , 8-36402
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
