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VE

Victor B. Elkind

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CRD#: 1763859
VE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victor B Elkind, who also goes by VIctor Bruce Elkind, was a registered financial professional .

Victor is a previously registered financial professional and started their career in finance in 1987. Victor had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Victor Bruce Elkind

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 27, 2011 - April 18, 2015

PAIRS PERFECT CAPITAL, LLC

RIA
CRD#: 153921
LA JOLLA, CA
Past

June 1, 2009 - September 14, 2010

MORGAN STANLEY

RIA
CRD#: 149777
LA JOLLA, CA
Past

June 1, 2009 - September 14, 2010

MORGAN STANLEY

BD
CRD#: 149777
LA JOLLA, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
LA JOLLA, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
LA JOLLA, CA
Past

November 2, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
LAJOLLA, CA
Past

March 19, 1991 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
LAJOLLA, CA
Past

May 3, 1989 - April 1, 1991

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 19, 1988 - June 6, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

November 25, 1987 - December 24, 1987

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/25/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/16/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1987
General Securities Representative Examination

Current Firm

PP
PAIRS PERFECT CAPITAL, LLC
PAIRS PERFECT CAPITAL, LLC

CRD#: 153921 / SEC#:

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Contact information

Main Address
La Jolla, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
CaliforniaERA - Withdrawn11/20/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAIRS PERFECT CAPITAL, LLC

CRD#: 153921

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