Ronald G. Fara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Gerard Fara, who also goes by Ron Gerald Fara, Ron Fara, Ronald Gerald Fara, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2008 - December 31, 2015
FARA & DIGGLES WEALTH MANAGEMENT LLC
November 4, 2002 - December 31, 2006
WATERSTONE FINANCIAL GROUP, INC.
October 28, 2002 - December 31, 2006
WATERSTONE FINANCIAL GROUP, INC.
November 18, 1994 - October 28, 2002
DREHER & ASSOCIATES, INC.
May 21, 1992 - April 6, 1993
FINANCIAL HORIZONS SECURITIES CORPORATION
May 21, 1992 - December 6, 1994
CITICORP INVESTMENT SERVICES
September 7, 1990 - July 16, 1992
MORGAN STANLEY DW INC.
December 4, 1989 - September 4, 1990
UBS FINANCIAL SERVICES INC.
September 27, 1988 - December 8, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 17, 1988 - March 23, 1988
SHERWOOD CAPITAL, INC.
December 4, 1987 - February 22, 1988
THE STUART-JAMES COMPANY, INCORPORATED
November 25, 1987 - December 10, 1987
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FARA & DIGGLES WEALTH MANAGEMENT LLC
CRD#: 145133 / SEC#:
Contact information
Red Flags
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