Jane L. Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Lyle Abbott, who also goes by Jane L Abbott, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1987. Jane had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2007 - December 6, 2019
BARRY INVESTMENT ADVISORS, LLC
February 26, 2004 - November 29, 2007
A. G. EDWARDS & SONS, INC.
September 3, 1999 - November 29, 2007
A. G. EDWARDS & SONS, INC.
November 25, 1987 - September 10, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BARRY INVESTMENT ADVISORS, LLC
CRD#: 144955 / SEC#: 801-68447
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRY INVESTMENT ADVISORS, LLC
CRD#: 144955 / SEC#: 801-68447
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,496 |
| AUM (Assets Under Management) | $ 712,576,826 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
