Hugh N. Bellingreri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Nicholas Bellingreri, who also goes by Hugo Nicholas Bellingreri, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1970. Hugh had worked at 10 firms and has passed the SIE, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - November 1, 2017
TRADITION SECURITIES AND DERIVATIVES LLC
December 5, 2008 - September 25, 2014
STANDARD CREDIT SECURITIES INC.
August 1, 2000 - December 9, 2008
NEWEDGE USA, LLC
July 1, 1998 - August 1, 2000
COWEN AND COMPANY
July 22, 1993 - July 1, 1998
FINANCIAL SQUARE PARTNERS
April 6, 1992 - October 26, 1992
TUCKER ANTHONY INCORPORATED
September 4, 1991 - March 19, 1992
BROUNOFF, CLAIRE & CO., INC.
April 25, 1990 - July 23, 1991
FINANCIAL SQUARE PARTNERS
April 21, 1988 - February 27, 1990
W.A. CAPITAL MARKETS
March 12, 1980 - April 16, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 1970 - January 3, 1980
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 11/5/1970
General Securities Principal ExaminationSeries 1
Date: 11/5/1970
Registered Representative ExaminationCurrent Firm
TRADITION SECURITIES AND DERIVATIVES LLC
CRD#: 28269 / SEC#: , 8-43559
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADITION AMERICA HOLDINGS INC. ("TAH") | MEMBER | |
| BACCALA, RAYMOND CHARLES | PRESIDENT | 1000495 |
| BRISEBOIS, FRANCOIS | MANAGER | 6613329 |
| GANGI, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2909843 |
| LEIBOWITZ, MICHAEL SAUL MR. | MANAGER | 5187937 |
| MARTUSCELLO, MICHAEL HENRY II | CHIEF COMPLIANCE OFFICER - FIXED INCOME | 5359170 |
| MEROLA, DAVID SCOTT | CHIEF COMPLIANCE OFFICER - EQUITIES/OPTIONS | 3154976 |
| RICCIARDI, JUDITH ANN | MANAGER, CHIEF FINANCIAL OFFICER, SECRETARY, TREASURER, FINOP, PRINCIPAL OPERATIONS OFFICER | 2260346 |
| ROSENSHEIN, LARRY NMN | MANAGER | 1534635 |
| WOSTYN, WILLIAM PIERRE | MANAGER | 5608164 |
Disclosures
| Regulatory Event | 32 |
Red Flags
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