GW
Gary L. Witten
VOYA FINANCIAL ADVISORS
Williamsville, NY 14221
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CRD#: 1763165
GW
Professional summary
Gary Lance Witten, CFP® is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Williamsville, New York.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Gary has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Integrity Financial Services; Yes; 6225 SHERIDAN DR STE 212; WILLIAMSVILLE; NY; 14221; DBA; Owner, independent agent; 1/15/2011; 160; 160; Provide fixed insurances services and financial servies through ING Financial Partners|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6225 SHERIDAN DR STE 212; WILLIAMSVILLE; NY; 14221; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/1/1981; 10; 10; PREVIOUSLY ON OBA/AIF MARKETING AND REVIEWING LIFE/HEALTH INSURANCE PRODUCTS|
CRS (Client Relationship Summary) - RIA
Click below to view Gary Lance Witten's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gary Lance Witten's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6225 Sheridan Drive Suite 212, Williamsville, NY 14221RIA
BD
CRD#: 2882
Williamsville, NY
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6225 Sheridan Drive Suite 212, Williamsville, NY 14221RIA
BD
CRD#: 2882
Williamsville, NY
Past
January 6, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
WILLIAMSVILLE, NY
Past
January 6, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WILLIAMSVILLE, NY
Past
March 1, 2002 - January 6, 2005
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
August 19, 1997 - March 8, 2002
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
July 21, 1995 - August 20, 1997
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
December 7, 1989 - August 19, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
March 23, 1988 - December 5, 1989
SECO WEST LIMITED
BD
CRD#: 7637
WILLIAMSVILLE, NY
Past
November 6, 1987 - July 29, 1989
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/11/2019)
RR
California(1/11/2014)
RR
Colorado(1/5/2021)
RR
Connecticut(1/3/2011)
RR
Delaware(11/11/2021)
RR
Florida(1/3/2011)
RR
Georgia(1/3/2011)
RR
Illinois(3/10/2016)
RR
Indiana(10/2/2018)
RR
Kentucky(11/17/2011)
RR
Maine(11/11/2021)
RR
Maryland(6/15/2022)
RR
Massachusetts(1/3/2011)
RR
Michigan(1/3/2011)
RR
Minnesota(6/10/2022)
RR
Nevada(6/15/2022)
RR
New Jersey(1/3/2011)
IAR
New Jersey(1/3/2011)
RR
New York(1/3/2011)
IAR
New York(5/13/2021)
RR
North Carolina(1/3/2011)
RR
Ohio(2/25/2015)
RR
Pennsylvania(1/3/2011)
RR
Rhode Island(6/15/2022)
RR
South Carolina(9/26/2017)
RR
Texas(1/3/2011)
IAR
Texas(5/1/2020)
RR
Utah(9/28/2021)
RR
Virginia(12/6/2011)
RR
Washington(1/3/2011)
RR
Wisconsin(7/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Williamsville, NY 14221TRUST BUT VERIFY
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Contact information
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