Christopher C. Stiehm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Chase Stiehm was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2014 - October 20, 2016
FOUNDATIONS ASSET MANAGEMENT, LLC
September 27, 2002 - March 20, 2014
SCHNEITER & STIEHM PLANNING & INVESTMENTS
August 18, 1997 - August 1, 2002
CHARLES SCHWAB & CO., INC.
December 9, 1992 - August 1, 2002
CHARLES SCHWAB & CO., INC.
November 25, 1987 - November 18, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/16/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FOUNDATIONS ASSET MANAGEMENT, LLC
CRD#: 145900 / SEC#: 801-68861
Contact information
Red Flags
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