Walter M. Peczon
Professional summary
Walter Martin Peczon, who also goes by Walter Peczon, Wally Peczon, was a registered financial professional .
Walter is registered as a RR (Registered Representative) and started their career in finance in 1988. Walter had worked at 15 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2025 - Present
Office #1: 188 Spear Street 9th Floor, San Francisco, CA, 94105Office #2: 188 Spear Street 9th Floor, San Francisco, CA, 94105
May 15, 2023 - June 29, 2023
SPRINKLEBROKERAGE, INC.
June 27, 2022 - October 12, 2023
DOO FINANCIAL US, INC.
February 9, 2022 - August 29, 2025
TECHSPEED CLEARING LLC
September 23, 2021 - November 28, 2023
RISEVEST FINANCIAL SECURITIES LIMITED
May 30, 2018 - February 4, 2021
VELOX CLEARING LLC
February 8, 2017 - July 31, 2017
VELOX SECURITIES, INC.
July 14, 2011 - January 3, 2017
ELECTRONIC TRANSACTION CLEARING, INC.
March 6, 2009 - July 14, 2011
FINANCIAL ADVISERS OF AMERICA, LLC
March 6, 2009 - July 14, 2011
FINANCIAL ADVISERS OF AMERICA, LLC
June 19, 2006 - December 9, 2008
GOLD COAST SECURITIES, INC.
June 7, 2006 - December 9, 2008
GOLD COAST SECURITIES, INC.
April 24, 2000 - June 24, 2004
NATIONAL PLANNING CORPORATION
December 23, 1999 - June 24, 2004
NATIONAL PLANNING CORPORATION
November 16, 1995 - August 28, 1998
J.P. MORGAN CLEARING CORP.
November 16, 1995 - August 28, 1998
J.P. MORGAN SECURITIES LLC
May 10, 1994 - November 3, 1995
WEDBUSH SECURITIES INC.
November 6, 1989 - June 13, 1990
WEDBUSH SECURITIES INC.
February 24, 1988 - April 27, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 5/15/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current firm
No current employment
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