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VM

Vincent P. Mccrudden

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CRD#: 1762690
VM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vincent Patrick Mccrudden, who also goes by VIncent Mccrudden, was a registered financial professional .

Vincent is a previously registered financial professional and started their career in finance in 1998. Vincent had worked at 11 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vincent Mccrudden

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 16, 2005 - July 6, 2005

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY
Past

February 4, 2005 - August 16, 2006

HEDGE FUND CAPITAL PARTNERS, LLC

BD
CRD#: 113326
BROOKLYN, NY
Past

May 5, 2004 - May 7, 2004

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

May 29, 2003 - April 9, 2004

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

October 22, 2001 - March 4, 2003

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

July 31, 2001 - October 12, 2001

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

February 7, 2001 - April 17, 2001

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

October 23, 2000 - December 4, 2000

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

September 6, 2000 - October 20, 2000

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

March 9, 1998 - March 25, 1998

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

March 9, 1998 - September 1, 2000

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/14/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/12/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


ET
ELECTRONIC TRADING GROUP, LLC
ELECTRONIC TRADING GROUP, L.L.C. | ETG, L.L.C. | ELECTRONIC TRADING GROUP, LLC

CRD#: 37453 / SEC#: , 8-47754

BD
Terminated by SEC on 01/28/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 10/21/1994
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
B MEMBER PARTNERS, LLCMEMBER/OWNER
GIAQUINTO, GREGG ROBERTCHIEF OPERATING OFFICER/GENERAL COUNSEL3182583
HULTON, ADAM BLETHYNPRESIDENT3113183
WHITE, TERRENCE JOHNCHIEF FINANCIAL OFFICER1025345

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ELECTRONIC TRADING GROUP, LLC

CRD#: 37453

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