Kevin J. Thompson
Professional summary
Kevin James Thompson, who also goes by Kevin James Thompson, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 3 firms and has passed the Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin James Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008November 28, 2008 - July 6, 2022
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 19, 2002 - July 6, 2022
ICAP SECURITIES USA LLC
July 10, 1995 - August 7, 2001
INTERCAPITAL SECURITIES LLC
October 22, 1987 - January 25, 2002
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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