Steven R. Rainey

RAINEY ASSET MANAGEMENT

Shreveport, LA 71115

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CRD#: 1762606

Professional summary

Steven Ridgley Rainey is a registered financial advisor currently at RAINEY ASSET MANAGEMENT, INC. located in Shreveport, Louisiana.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Steven has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE CEO OF SAFE PLANNING, INC. A BENEFITS CONSULTING FIRM AND ALSO SELL INSURANCE PRODUCTS THROUGH THIS COMPANY. I STARTED SAFE PLANNING, INC. IN 1998.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Ridgley Rainey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2010 - Present

RAINEY ASSET MANAGEMENT, INC.

Office #1: 9000 East Kings Hwy, Shreveport, LA 71115

RIA

CRD#: 153420

Shreveport, LA

Past

October 5, 2010 - December 31, 2010

RAINEY ASSET MANAGEMENT, INC.

RIA

CRD#: 153420

LAKEWOOD RANCH, FL

Past

December 17, 1987 - June 1, 1990

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/31/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/16/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RAINEY ASSET MANAGEMENT, INC.

CRD#: 153420 / SEC#:

Arkansas

Registered Investment Advisory firm - (4/3/2012 Approved)

Florida

Registered Investment Advisory firm - (8/20/2010 Approved)

Louisiana

Registered Investment Advisory firm - (4/20/2010 Approved)

Mississippi

Registered Investment Advisory firm - (3/2/2022 Approved)

Texas

Registered Investment Advisory firm - (3/21/2012 Approved)

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Contact information

Main Address

9000 East Kings Hwy, Shreveport, LA 71115

Mailing Address

Phone number

(318) 869-3133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven R. Rainey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Ridgley Rainey's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINEY ASSET MANAGEMENT, INC.

RAINEY ASSET MANAGEMENT, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2010

Series 63

Date: 12/16/1987

Series 6

Date: 12/16/1987

Current Firm

RAINEY ASSET MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

RAINEY ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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