Maureen A. Kirschhofer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Ann Kirschhofer, who also goes by Maureen Ann Rutecki, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1989. Maureen had worked at 7 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2003 - July 31, 2012
THE LEADERS GROUP, INC.
January 10, 2002 - December 31, 2002
WS GRIFFITH SECURITIES, INC.
February 5, 2001 - January 15, 2002
HORNOR, TOWNSEND & KENT, LLC
April 7, 1997 - February 20, 2001
PRINCIPAL SECURITIES, INC.
September 19, 1995 - April 3, 1997
SECURIAN FINANCIAL SERVICES, INC.
June 21, 1993 - July 31, 1995
VOYA FINANCIAL ADVISORS, INC.
April 17, 1989 - July 31, 1995
VOYA FINANCIAL ADVISORS, INC.
March 13, 1989 - September 5, 1995
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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