Janine Weingarten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janine Weingarten, who also goes by Janine Conroy, was a registered financial professional .
Janine is a previously registered financial professional and started their career in finance in 1988. Janine had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2011 - June 4, 2014
EARLYBIRDCAPITAL, INC.
December 13, 2004 - September 18, 2009
NORTHEAST SECURITIES, LLC
August 13, 2001 - May 1, 2002
INSTINET, LLC
December 15, 1998 - August 20, 1999
GRUNTAL & CO., L.L.C.
March 18, 1991 - December 15, 1997
BLUESTONE CAPITAL CORP.
May 24, 1988 - June 14, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 19, 1988 - June 14, 1988
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
