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AL

Andrew Baird Linbeck

CRD# 1762524·Registered 1987 - 2017
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Baird Linbeck was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1987 - 2017. Andrew had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years registered in the securities industry

Current & Past Employments

Past

HIGHTOWER PRIVATE CLIENTPast·CRD# 288687
RIA
Houston, TX
August 11, 2017 - November 14, 2017
SUSTAINABLE WOODLANDS PARTNERS, LLCPast·CRD# 157862
RIA
Houston, TX
July 26, 2011 - November 14, 2017
SALIENT CAPITAL L.P.Past·CRD# 147912
BD
Houston, TX
November 6, 2008 - November 14, 2017
CYPRESS CREEK PARTNERSPast·CRD# 129346
RIA
Houston, TX
January 15, 2004 - November 14, 2017
SALIENT ADVISORS, L.P.Past·CRD# 122833
RIA
Houston, TX
September 13, 2002 - November 14, 2017
SALIENT CAPITAL ADVISORS, LLCPast·CRD# 153914
RIA
Houston, TX
February 18, 2011 - October 10, 2017
INTEGRITY CAPITAL, LLCPast·CRD# 151719
RIA
Houston, TX
December 22, 2010 - October 27, 2015
GHE ADVISERS, L.P.Past·CRD# 141451
RIA
Houston, TX
December 1, 2006 - January 2, 2014
SANDERS MORRIS LLCPast·CRD# 20580
BD
Houston, TX
August 26, 2003 - November 11, 2008
HITHERLANE PARTNERS, LLCPast·CRD# 46604
RIA
Houston, TX
January 25, 2000 - September 18, 2002
HITHERLANE PARTNERS, LLCPast·CRD# 46604
BD
Boca Raton, FL
January 12, 2000 - September 18, 2002
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
August 8, 1994 - January 28, 2000
KIDDER, PEABODY & CO. INCORPORATEDPast·CRD# 7613
BD
New York, NY
November 25, 1987 - August 10, 1994

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Current Firm

HP
HIGHTOWER PRIVATE CLIENT

HIGHTOWER PRIVATE CLIENT | SALIENT PRIVATE CLIENT, LLC | HIGHTOWER TEXAS

CRD#: 288687 / SEC#: 801-110732

Contact Information

Main Address

4265 San Felipe Street 9th Floor, Houston, TX 77027

Documents

Latest Form ADV

Part 2 Brochures

SALIENT PRIVATE CLIENT, LLC (4/1/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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