VP
Vita Piazza
KALINOWSKY ASSET MANAGEMENT
San Jose, CA
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CRD#: 1762396
VP
Professional summary
Vita Piazza, who also goes by VIta Lapusata, is a registered financial advisor currently at KALINOWSKY ASSET MANAGEMENT located in San Jose, California.
Vita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Vita has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vita Lapusata
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pollock Investment Advisory Corporation; 150 Portola Road, Portola Valley, CA 94028; 06/2015; Administrative Assistant; Process new applications, update client information, process RMD distributions and investor directed transactions; Investment Related; 5 hours/month; 5 hours/month during business hours; Wages/Salary/Tips. 2) Pollock Financial Group (Pollock Financial Corporation); 150 Portola Road, Portola Valley, CA 94028; 05/25/2001; Insurance Agent/Controller; Servicing variable policies and day-to-day accounting; Investment Related; 150 hours/month; 150 hours/month during business hours; Wages/Salary/Tips. 3) The Pollock Corporation; 150 Portola Road Portola Valley, CA 94028; Insurance and Property Management; Investment Related; Insurance/Agent/Controller; Servicing variable policies and day to day accounting; 05/25/2001; 150 hours per month; 150 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Vita Piazza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2016 - Present
KALINOWSKY ASSET MANAGEMENT
RIA
CRD#: 137393
San Jose, CA
Past
December 20, 2006 - May 20, 2024
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
Redwood City, CA
Past
January 15, 2003 - November 22, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
FOSTER CITY, CA
Past
July 11, 2001 - November 1, 2002
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
April 3, 1992 - July 16, 2001
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 25, 1988 - April 1, 1992
POLLOCK FINANCIAL CORPORATION
BD
CRD#: 15506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KALINOWSKY ASSET MANAGEMENT
KALINOWSKY ASSET MANAGEMENT | THE POLLOCK CORPORATION | POLLOCK INVESTMENT ADVISORY CORPORATION DBA POLLOCK CONSULTING | POLLOCK INVESTMENT ADVISORY CORPORATION | POLLOCK CONSULTING CORPORATION
CRD#: 137393 / SEC#: 801-85174
RIA
Registered Investment Advisory firm - (4/13/2015 Approved)California
Registered Investment Advisory firm - (9/12/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/9/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KA
KALINOWSKY ASSET MANAGEMENT
KALINOWSKY ASSET MANAGEMENT | THE POLLOCK CORPORATION | POLLOCK INVESTMENT ADVISORY CORPORATION DBA POLLOCK CONSULTING | POLLOCK INVESTMENT ADVISORY CORPORATION | POLLOCK CONSULTING CORPORATION
CRD#: 137393 / SEC#: 801-85174
RIA
Registered Investment Advisory firm - (4/13/2015 Approved)California
Registered Investment Advisory firm - (9/12/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Jose, CA
Mailing Address
Phone number
(408) 316-6272
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 223,300,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
