Christopher P. Lalli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Lalli was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - December 15, 2017
S F SENTRY SECURITIES, INC.
October 11, 2012 - December 17, 2014
SOFI SECURITIES LLC
November 25, 1987 - April 17, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
S F SENTRY SECURITIES, INC.
CRD#: 27432 / SEC#: , 8-43101
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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