Jerry A. Devito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Alban Devito, who also goes by Jerry A Devito, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1994. Jerry had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2013 - March 1, 2018
GALLATIN CAPITAL LLC
February 4, 2010 - June 8, 2012
BLACKSTONE SECURITIES PARTNERS L.P.
January 17, 2003 - April 1, 2008
CREDIT SUISSE SECURITIES (USA) LLC
December 19, 1997 - January 17, 2003
PERSHING LLC
December 11, 1994 - April 25, 1997
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.