John W. Bellig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Bellig was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 12 firms and has passed the SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2015 - April 5, 2017
THE LEADERS GROUP, INC.
January 10, 2014 - February 19, 2015
OSAIC SERVICES, INC.
January 1, 2005 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
October 26, 1999 - January 1, 2005
INTERLINK SECURITIES CORP.
August 29, 1997 - October 19, 1999
BMA FINANCIAL SERVICES, INC.
August 24, 1993 - September 2, 1997
CETERA WEALTH SERVICES, LLC
January 20, 1993 - August 28, 1993
INVESTORS BROKERAGE SERVICES, INC.
August 24, 1987 - December 16, 1991
ARM SECURITIES CORPORATION
April 9, 1985 - August 31, 1987
USLIFE EQUITY SALES CORP.
August 24, 1984 - April 16, 1985
JUDY & ROBINSON SECURITIES, INC
April 22, 1983 - September 11, 1984
USLIFE EQUITY SALES CORP.
September 17, 1981 - June 3, 1982
INVESTMENT MARKETING, INC.
June 11, 1974 - October 29, 1983
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/7/1974
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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