Randolph J. Belli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randolph John Belli, who also goes by Randy Belli, was a registered financial professional .
Randolph is a previously registered financial professional and started their career in finance in 1973. Randolph had worked at 11 firms and has passed the Series 63, Series 15, Series 5, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1993 - March 31, 1994
LIT CLEARING SERVICES, INC.
July 26, 1993 - August 2, 1993
LIT AMERICA, INC.
February 8, 1991 - July 13, 1993
SANCTUARY SECURITIES, INC.
August 6, 1990 - February 8, 1991
JOSEPH ROBERTS & CO., INC.
September 2, 1987 - July 26, 1990
ROBERT W. BAIRD & CO. INCORPORATED
September 5, 1984 - August 17, 1987
J.P. MORGAN SECURITIES LLC
August 20, 1981 - September 28, 1984
BECKER PARIBAS INCORPORATED
April 27, 1977 - September 15, 1981
CIBC WORLD MARKETS CORP.
February 24, 1975 - May 18, 1977
L. F. ROTHSCHILD & CO. INCORPORATED
November 8, 1974 - April 22, 1975
SHEARSON HAYDEN STONE INC.
February 14, 1973 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/30/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 1
Date: 2/9/1973
Registered Representative ExaminationCurrent Firm
LIT CLEARING SERVICES, INC.
CRD#: 33997 / SEC#: , 8-46191
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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