Michael B. Nierenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael B Nierenberg, who also goes by Michael Benjamin Nierenberg, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
February 12, 2009 - October 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 10, 1996 - November 6, 2008
J.P. MORGAN SECURITIES LLC
September 6, 1990 - March 9, 1994
LEHMAN SPECIAL SECURITIES INC.
September 6, 1990 - March 9, 1994
LEHMAN GOVERNMENT SECURITIES INC.
November 25, 1987 - March 9, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BANC OF AMERICA SECURITIES LLC
CRD#: 26091 / SEC#: , 8-42263
Contact information
Documents
Disclosures
| Regulatory Event | 88 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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