Gary M. Smith

HUB INVESTMENT ADVISORS,

BRIGHTON, MI 48114

Some features on this profile are disabled

CRD#: 1761125

Professional summary

Gary Michael Smith is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Brighton, Michigan.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gary has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. SMITH SPENDS APPROXIMATELY 40 HOURS A WEEK WORKING AS AN INDEPENDENT INSURANCE AGENT OF HUB INTERNATIONAL IN BRIGHTON MICHIGAN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Michael Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2022 - Present

HUB INVESTMENT ADVISORS, INC

Office #1: 7219 Grand River Rd, Brighton, MI 48114

RIA

CRD#: 164600

BRIGHTON, MI

Past

December 15, 2016 - December 23, 2022

GRACE AND PORTA FINANCIAL SERVICES, LLC

RIA

CRD#: 285793

BRIGHTON, MI

Past

May 8, 2015 - March 2, 2017

WEALTH TEAMS ALLIANCE

RIA

CRD#: 168907

NOVI, MI

Past

October 18, 1994 - January 24, 2002

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

November 20, 1989 - December 11, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - January 3, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 21, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 27, 1987 - April 3, 1989

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT ADVISORS, INC

HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC

CRD#: 164600 / SEC#: 801-76898

RIA

Registered Investment Advisory firm - (7/20/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/25/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HUB INVESTMENT ADVISORS, INC

HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC

CRD#: 164600 / SEC#: 801-76898

RIA

Registered Investment Advisory firm - (7/20/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154

Mailing Address

Phone number

(402) 964-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIA 3.2023 ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	529
AUM (Assets Under Management)	$ 2,073,694,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Michael Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRACE AND PORTA FINANCIAL SERVICES, LLC

WEALTH TEAMS ALLIANCE

VOYA FINANCIAL PARTNERS, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC FS, INC.

Primary Firm SEC Registration

HUB INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2015

Series 63

Date: 11/25/1987

Series 6

Date: 11/25/1987

Current Firm

HUB INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUB INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

Similar Advisors