James E. Martin

ARBOR INVESTMENT ADVISORS

WINSTON SALEM, NC 27101

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CRD#: 1761100

Professional summary

James Earle Martin is a registered financial advisor currently at ARBOR INVESTMENT ADVISORS located in Winston Salem, North Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Earle Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2009 - Present

ARBOR INVESTMENT ADVISORS

Office #1: 300 South Main Street, Winston Salem, NC 27101

RIA

CRD#: 111077

WINSTON SALEM, NC

Past

February 4, 1998 - January 8, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 1, 1988 - October 3, 1997

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARBOR INVESTMENT ADVISORS

ARBOR INVESTMENT ADVISORS | ARBOR INVESTMENT ADVISORS, LLC

CRD#: 111077 / SEC#: 801-58281

RIA

Registered Investment Advisory firm - (1/24/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/17/2009)

IAR

Texas
(11/23/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARBOR INVESTMENT ADVISORS

ARBOR INVESTMENT ADVISORS | ARBOR INVESTMENT ADVISORS, LLC

CRD#: 111077 / SEC#: 801-58281

RIA

Registered Investment Advisory firm - (1/24/2001 Approved)

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Contact information

Main Address

300 South Main Street, Winston Salem, NC 27101

Mailing Address

Phone number

(336) 777-1677

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 1,085,323,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James E. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Earle Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ARBOR INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2008

Series 63

Date: 12/22/1988

Series 7

Date: 7/27/1998

Series 6

Date: 11/30/1988

Current Firm

ARBOR INVESTMENT ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARBOR INVESTMENT ADVISORS

TRUST BUT VERIFY

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