Ronald W. Kaiser

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CRD#: 1760732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Walter Kaiser, who also goes by Ronald W Kaiser, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 2 firms and has passed the Series 66, SIE, Series 62, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ronald W Kaiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-FOUNDED BAILARD, INC. (PREVIOUSLY KNOWN BY OTHER NAMES) IN NOVEMBER OF 1969. BAILARD IS A REGISTERED INVESTMENT ADVISER (INVESTMENT RELATED BUSINESS) LOCATED AT 950 TOWER LANE, SUITE 1900, FOSTER CITY, CA 94404. AS DIRECTOR OF REAL ESTATE RESEARCH, HE CONDUCTS REAL ESTATE RESEARCH AND IS INVOLVED IN MANAGING ONE AFFILIATED COMMERCIAL REAL ESTATE PORTFOLIOS. RON SERVES AS AN INVESTMENT COUNSELOR TO A LIMITED NUMBER OF BAILARD WEALTH MANAGEMENT'S HIGH NET WORTH CLIENTS. HE IS ALSO DIRECTOR OF BB&K HOLDINGS, THE PARENT HOLDING COMPANY OF BAILARD, INC. HE WORKS APPROXIMATELY 120 HOURS PER MONTH (INCLUDING SECURITY TRADING HOURS).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 23, 2001 - April 4, 2022

BAILARD, INC.

RIA

CRD#: 110550

SANTA ROSA, CA

Past

April 6, 1988 - June 26, 2018

BAILARD FUND SERVICES, INC.

CRD#: 21206

FOSTER CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAILARD, INC.

CRD#: 110550 / SEC#: 801-8562

RIA

Registered Investment Advisory firm - (3/3/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 8/4/1998

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/23/1987

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BAILARD, INC.

CRD#: 110550 / SEC#: 801-8562

RIA

Registered Investment Advisory firm - (3/3/1972 Approved)

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Contact information

Main Address

950 Tower Ln Ste 1900, Foster City, CA 94404-2131

Mailing Address

Phone number

(650) 571-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAILARD ADV 2A (BROCHURE) (5/30/2025)

Regulatory assets under management

Total Number of Accounts	2,573
AUM (Assets Under Management)	$ 6,538,323,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Ronald W. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BAILARD FUND SERVICES, INC.

Primary Firm SEC Registration

BAILARD, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2001

SIE

Date: 6/26/2018

Series 62

Date: 8/4/1998

Series 6

Date: 12/2/1987

Series 26

Date: 12/23/1987

Current Firm

BAILARD, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAILARD, INC.

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