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Susan R. Faykus

FAYKUS FINANCIAL
AUSTIN, TX 78750
CRD#: 1760717
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SF
Susan Rene' FaykusFAYKUS FINANCIAL

Professional summary


Susan Rene' Faykus, who also goes by Susan Rene Faykus, Susan R Rickel, Susan Rickel, is a registered financial advisor currently at FAYKUS FINANCIAL, LLC located in Austin, Texas.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Susan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Susan Rene Faykus | Susan R Rickel | Susan Rickel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Susan Rene' Faykus's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 28, 2017 - Present

FAYKUS FINANCIAL, LLC

Office #1: 13809 Research Blvd. Suite 537, Austin, TX 78750
RIA
CRD#: 288957
AUSTIN, TX
Past

March 15, 2013 - April 12, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
AUSTIN, TX
Past

August 19, 1988 - June 20, 1989

WADDELL & REED

BD
CRD#: 866
Past

January 12, 1988 - June 1, 1988

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Past

January 1, 1988 - January 20, 1988

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/28/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/1/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FF
FAYKUS FINANCIAL, LLC
FAYKUS BROUGHTON, LLC | FAYKUS FINANCIAL, LLC

CRD#: 288957 / SEC#:

California
Registered Investment Advisory firm - (12/19/2024 Terminated)
Texas
Registered Investment Advisory firm - (8/23/2017 Approved)
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Contact information


Main Address
13809 Research Blvd. Suite 537, Austin, TX 78750
Mailing Address
Phone number
(512) 522-1826
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts34
AUM (Assets Under Management)$ 25,682,097

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAYKUS FINANCIAL, LLC

CRD#: 288957Austin, TX 78750

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