William T. Mukai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Taro Mukai, who also goes by William Mukai, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2019 - July 9, 2019
FEDERATED INTERNATIONAL SECURITIES CORP.
July 12, 2017 - April 3, 2019
FEDERATED SECURITIES CORP.
July 12, 2017 - July 9, 2019
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
July 12, 2017 - July 9, 2019
FEDERATED INVESTMENT COUNSELING
July 12, 2017 - July 9, 2019
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
June 2, 2017 - April 3, 2019
FEDERATED SECURITIES CORP.
October 6, 2000 - February 11, 2004
UBS FINANCIAL SERVICES INC.
September 18, 2000 - February 11, 2004
UBS FINANCIAL SERVICES INC.
May 24, 1990 - August 24, 2000
J.P. MORGAN SECURITIES LLC
November 25, 1987 - June 20, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
FEDERATED INTERNATIONAL SECURITIES CORP.
CRD#: 290173 / SEC#: 801-111953, 8-70132
Contact information
Red Flags
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