Omer A. Ahmed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omer Ashfaq Ahmed was a registered financial professional .
Omer is a previously registered financial professional and started their career in finance in 1987. Omer had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2015 - September 28, 2020
303 ALTERNATIVES, LLC
January 27, 2010 - May 30, 2013
ANDES CAPITAL GROUP, LLC
May 5, 2006 - November 9, 2007
J.P. MORGAN SECURITIES LLC
April 13, 1993 - October 31, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1987 - October 17, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
303 ALTERNATIVES, LLC
CRD#: 166675 / SEC#: , 8-69225
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
