Martin L. Zygmund

HUNTLEIGH ADVISORS

BELLEVILLE, IL 62220

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CRD#: 1759963

Professional summary

Martin Lewis Zygmund, who also goes by Marty Zygmund, Martin Lewis Zymund, is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in Belleville, Illinois and HUNTLEIGH SECURITIES CORPORATION located in Belleville, Illinois.

Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Martin has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marty Zygmund | Martin Lewis Zymund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Lewis Zygmund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2010 - Present

HUNTLEIGH ADVISORS, INC.

Office #1: 23 Public Square Suite 200, Belleville, IL 62220

RIA

CRD#: 113412

BELLEVILLE, IL

Current

October 22, 2010 - Present

HUNTLEIGH SECURITIES CORPORATION

Office #1: 23 Public Square Suite 200, Belleville, IL 62220

CRD#: 7456

Belleville, IL

Past

December 15, 2006 - October 25, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FAIRVIEW HEIGHTS, IL

Past

December 14, 2006 - October 25, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FAIRVIEW HEIGHTS, IL

Past

June 21, 2006 - October 11, 2006

STIFEL INDEPENDENT ADVISORS, LLC

RIA

CRD#: 28218

LADUE, MO

Past

June 21, 2006 - October 11, 2006

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

LADUE, MO

Past

April 5, 2004 - June 22, 2006

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LADUE, MO

Past

April 5, 2004 - June 22, 2006

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LADUE, MO

Past

June 25, 2003 - April 12, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

March 4, 1999 - April 12, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 21, 1997 - March 1, 1999

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

April 12, 1993 - January 1, 1994

INFINET SECURITIES, INC.

CRD#: 25976

Past

February 16, 1990 - June 21, 1997

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Past

March 28, 1989 - March 5, 1990

ALVERY BARTLETT BROKERAGE CO.

CRD#: 13487

Past

May 13, 1988 - April 5, 1989

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

Past

November 23, 1987 - June 6, 1988

M.S. KERNS INVESTMENTS, INC.

CRD#: 17882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUNTLEIGH ADVISORS, INC.

HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP

CRD#: 113412 / SEC#: 801-62677

RIA

Registered Investment Advisory firm - (1/22/2004 Approved)

Illinois

Registered Investment Advisory firm - (5/7/2004 Terminated)

Missouri

Registered Investment Advisory firm - (11/17/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/13/2011)

California
(1/13/2011)

Connecticut
(9/10/2015)

Florida
(10/22/2010)

IAR

Florida
(6/4/2019)

IAR

Idaho
(1/15/2021)

Illinois
(10/22/2010)

IAR

Illinois
(10/22/2010)

IAR

Kansas
(4/16/2019)

Kentucky
(11/17/2022)

Michigan
(2/12/2025)

Minnesota
(7/21/2018)

IAR

Minnesota
(4/16/2019)

Missouri
(10/22/2010)

IAR

Missouri
(1/25/2019)

IAR

Pennsylvania
(1/25/2019)

Pennsylvania
(1/21/2022)

Texas
(1/20/2015)

IAR

Texas
(4/11/2019)

Virginia
(9/23/2013)

IAR

Virginia
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HUNTLEIGH ADVISORS, INC.

HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP

CRD#: 113412 / SEC#: 801-62677

RIA

Registered Investment Advisory firm - (1/22/2004 Approved)

Illinois

Registered Investment Advisory firm - (5/7/2004 Terminated)

Missouri

Registered Investment Advisory firm - (11/17/2004 Terminated)

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Contact information

Main Address

7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105

Mailing Address

Phone number

(314) 236-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (7/28/2025)

Regulatory assets under management

Total Number of Accounts	1,628
AUM (Assets Under Management)	$ 626,466,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Martin L. Zygmund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Lewis Zygmund's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNTLEIGH SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STIFEL INDEPENDENT ADVISORS, LLC

STIFEL INDEPENDENT ADVISORS, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERCANTILE INVESTMENT SERVICES, INC.

INFINET SECURITIES, INC.

MARK TWAIN BROKERAGE SERVICES, INC.

ALVERY BARTLETT BROKERAGE CO.

B.C. CHRISTOPHER SECURITIES CO.

M.S. KERNS INVESTMENTS, INC.

Primary Firm SEC Registration

HUNTLEIGH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 11/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

FINRA

Current Firm

HUNTLEIGH ADVISORS, INC.

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUNTLEIGH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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