Gerard Bellesheim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Bellesheim, who also goes by Gerard Henry Bellesheim, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1974. Gerard had worked at 10 firms and has passed the Series 63, PC, Series 5, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2012 - April 25, 2013
STONECASTLE SECURITIES, LLC
April 23, 2010 - July 27, 2011
CITADEL SECURITIES LLC
May 29, 2009 - March 19, 2010
ICP SECURITIES LLC
January 3, 2007 - June 1, 2009
BANC OF AMERICA SECURITIES LLC
November 28, 1997 - November 13, 2006
CITIGROUP GLOBAL MARKETS INC.
April 17, 1980 - September 1, 1998
SALOMON BROTHERS INC.
October 20, 1978 - April 17, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
January 11, 1978 - September 1, 1978
KEYBANC CAPITAL MARKETS INC.
October 6, 1976 - January 27, 1978
PRESCOTT, BALL & TURBEN
April 16, 1974 - November 1, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/15/1982
AMEX Put and Call ExamSeries 5
Date: 10/21/1981
Interest Rate Options ExaminationSeries 000
Date: 4/10/1974
General Securities Principal ExaminationSeries 1
Date: 4/10/1974
Registered Representative ExaminationCurrent Firm
STONECASTLE SECURITIES, LLC
CRD#: 131211 / SEC#: , 8-66434
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO | 2919060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
