Christopher S. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Campbell was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1988. Christopher had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - September 30, 2013
OBS BROKERAGE SERVICES, INC.
July 12, 2006 - December 2, 2010
OBS FINANCIAL
September 24, 2003 - July 11, 2006
OBS BROKERAGE SERVICES, INC.
December 15, 2000 - July 6, 2010
OBS BROKERAGE SERVICES, INC.
May 17, 1996 - December 1, 2000
SMH CAPITAL INVESTMENTS LLC
September 1, 1993 - June 17, 1996
CITIGROUP GLOBAL MARKETS INC.
June 22, 1990 - October 8, 1993
SOCIETY INVESTMENTS, INC.
May 25, 1988 - June 29, 1990
ROBERT W. BAIRD & CO. INCORPORATED
May 25, 1988 - June 29, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBS BROKERAGE SERVICES, INC.
CRD#: 104281 / SEC#: , 8-52780
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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