Lisa A. Gallo

ENCOMPASS MORE ASSET MANAGEMENT LLC

DANVILLE, CA 94526

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CRD#: 1759211

Professional summary

Lisa Ann Gallo, CFP® is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in Danville, California and ENCOMPASS MORE INVESTMENTS, LLC located in Danville, California.

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Lisa has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Westland Financial Services, Inc.; Invesment-related; 15373 Innovation Drive, Ste 200, San Diego CA 32128; Insurance products, investments & business development solutions for independent financial advisors; Agent; Start: 04/25/2025; 2 hrs./wk. devoted; 2 hrs./wk. during trading hrs./ provide solutions for clients to help them achieve their goals in retirement 2) RENTAL PROPERTY; Not-investment related: 432 Tayberry Lane, Brentwood, CR 94513; real estate sales/rental properties/property management; Prop #1 100% ownership, 1857 Renne Way, Concord, CA 94521; Prop #2 50% ownership, 499 Apple Hill Dr, Brentwood CA, 94513. I have 2 rental properties, one with 50% ownership with my brother-in-law; Owner; Start: 06/06/2007; Both are rented with long term leases; deposit rent checks, pay out insurance and handle any issues with maintenance. 3) Encompass More Asset Management; Investment related; 312 Railroad Ave, Danville, CA 94526; Registered Investment Advisor; Investment Advisor Rep; Start: 01/30/2024; 80 hrs./week devoted; 80- hrs./wk. during trading hrs.; determine the appropriate investments for clients and the use of Encompass More Asset Management to provide portfolio models.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Gallo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 2, 2024 - Present

ENCOMPASS MORE ASSET MANAGEMENT LLC

Office #1: 390 Diablo Rd Suite 100, Danville, CA 94526

RIA

CRD#: 322382

DANVILLE, CA

Current

February 6, 2024 - Present

ENCOMPASS MORE INVESTMENTS, LLC

Office #1: 390 Diablo Road Suite #100, Danville, CA 94526

CRD#: 318438

Danville, CA

Past

December 15, 2023 - January 30, 2024

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

San Rafael, CA

Past

December 15, 2023 - January 30, 2024

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

San Rafael, CA

Past

October 25, 2018 - February 22, 2024

O'DONNELL FINANCIAL SERVICES, LLC

RIA

CRD#: 877

LAFAYETTE, CA

Past

August 4, 2006 - December 8, 2006

HOWE BARNES HOEFER & ARNETT, INC.

CRD#: 2240

SAN FRANCISCO, CA

Past

December 18, 1995 - August 4, 2006

HOEFER & ARNETT, INCORPORATED

CRD#: 10883

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(2/2/2024)

California
(2/6/2024)

Kansas
(5/30/2025)

North Carolina
(3/20/2025)

Oregon
(7/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/6/1997

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

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Contact information

Main Address

390 Diablo Rd Suite 100, Danville, CA 94526

Mailing Address

Phone number

(925) 272-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENCOMPASS MORE ASSET MANAGEMENT LLC ADV BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	4,025
AUM (Assets Under Management)	$ 581,910,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa A. Gallo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Gallo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENCOMPASS MORE INVESTMENTS, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

O'DONNELL FINANCIAL SERVICES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

HOWE BARNES HOEFER & ARNETT, INC.

HOEFER & ARNETT, INCORPORATED

Primary Firm SEC Registration

ENCOMPASS MORE ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2012

Series 63

Date: 1/30/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1995

Series 4

Date: 6/6/1997

FINRA

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS MORE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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