John J. Lowrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Lowrey was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2012 - December 31, 2021
HALF POINT MANAGEMENT LLC
March 6, 2008 - June 7, 2012
BROKERSXPRESS LLC
March 5, 2008 - June 7, 2012
BROKERSXPRESS LLC
January 8, 2004 - March 5, 2008
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 1, 2002 - March 5, 2008
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
December 4, 1996 - May 21, 2002
MORGAN STANLEY DW INC.
January 22, 1992 - December 17, 1996
SIGNATOR INVESTORS, INC.
January 20, 1992 - December 17, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 12, 1988 - January 1, 1992
METROPOLITAN LIFE INSURANCE COMPANY
January 12, 1988 - January 1, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HALF POINT MANAGEMENT LLC
CRD#: 164138 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
