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JL

John Joseph Lowrey

CRD# 1758648·Registered 1988 - 2021
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Lowrey was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 2021. John had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

HALF POINT MANAGEMENT LLC·CRD# 164138
RIA
Talbott, TN
May 25, 2012 - December 31, 2021
BROKERSXPRESS LLC·CRD# 127081
RIA
Knoxville, TN
March 6, 2008 - June 7, 2012
BROKERSXPRESS LLC·CRD# 127081
BD
Knoxville, TN
March 5, 2008 - June 7, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
RIA
Knoxville, TN
January 8, 2004 - March 5, 2008
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Knoxville, TN
May 1, 2002 - March 5, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 4, 1996 - May 21, 2002
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
January 22, 1992 - December 17, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
January 20, 1992 - December 17, 1996
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
January 12, 1988 - January 1, 1992
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
January 12, 1988 - January 1, 1992

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Current Firm

HP
HALF POINT MANAGEMENT LLC

HALF POINT MANAGEMENT LLC

CRD#: 164138

Contact Information

Main Address

Talbott, TN

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1988About the Series 6 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1998

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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