David J. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Callahan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2015 - May 3, 2016
MSC - BD, LLC
December 2, 2013 - December 10, 2013
EDWARD JONES
September 3, 2013 - December 10, 2013
EDWARD JONES
September 15, 2006 - August 1, 2012
NEXBANK SECURITIES INC
April 12, 2002 - October 11, 2006
FEDERATED INVESTMENT COUNSELING
July 13, 1993 - October 11, 2006
FEDERATED SECURITIES CORP.
March 13, 1990 - June 22, 1993
PRUDENTIAL EQUITY GROUP, LLC
November 19, 1989 - January 1, 1990
OSAIC WEALTH, INC.
June 21, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSC - BD, LLC
CRD#: 142927 / SEC#: , 8-67511
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
