Yowshang D. Chiueh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yowshang David Chiueh, who also goes by David Y.s. Chiueh, Yow Shang David Chiueh, was a registered financial professional .
Yowshang is a previously registered financial professional and started their career in finance in 1987. Yowshang had worked at 3 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2019 - December 31, 2020
UPRIGHT FINANCIAL CORP
May 13, 2013 - December 31, 2018
UPRIGHT FINANCIAL CORP
December 11, 1998 - August 17, 1999
MML INVESTORS SERVICES, LLC
November 5, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
November 5, 1987 - November 24, 1993
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
UPRIGHT FINANCIAL CORP
CRD#: 107303 / SEC#: 801-38340
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UPRIGHT FINANCIAL CORP
CRD#: 107303 / SEC#: 801-38340
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 83,087,213 |
Red Flags
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