Philip B. Reynolds
Professional summary
Philip Bartow Reynolds is a registered financial advisor currently at ALCHEMI WEALTH, LLC located in Essex, Connecticut.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Philip has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Bartow Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2021 - Present
ALCHEMI WEALTH, LLC
Office #1: 35 Pratt Street Suite 202, Essex, CT 06426January 1, 2008 - February 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - February 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
July 20, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 7, 1994 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 18, 1989 - October 21, 1994
LEHMAN BROTHERS INC.
October 21, 1987 - October 21, 1994
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
ALCHEMI WEALTH, LLC
CRD#: 310451 / SEC#: 801-119987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/5/2021)
Exams
Series 7TO
Date: 3/1/2024
General Securities Representative ExaminationCurrent Firm
ALCHEMI WEALTH, LLC
CRD#: 310451 / SEC#: 801-119987
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,055 |
| AUM (Assets Under Management) | $ 234,853,789 |
Red Flags
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