John A. Picini
Professional summary
John Augustus Picini was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, John had worked at 8 firms, which includes PICINI JOHN, DOMINARI SECURITIES LLC, THE ADVISORS GROUP INC., RAYMOND JAMES FINANCIAL SERVICES INC., LPL FINANCIAL LLC, AVANTAX INVESTMENT SERVICES INC., SIGNATOR INVESTORS INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2006 - November 2, 2010
PICINI, JOHN
November 11, 1997 - December 31, 1999
DOMINARI SECURITIES LLC
October 31, 1995 - October 21, 1997
THE ADVISORS GROUP, INC.
April 12, 1994 - October 17, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 2, 1993 - February 10, 1994
LPL FINANCIAL LLC
February 5, 1992 - April 2, 1993
AVANTAX INVESTMENT SERVICES, INC.
September 4, 1991 - May 11, 1994
SIGNATOR INVESTORS, INC.
September 1, 1988 - December 31, 1990
SIGNATOR INVESTORS, INC.
September 1, 1988 - February 19, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 12, 1988 - August 15, 1988
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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