Michael M. Wayne

CELADON FINANCIAL GROUP LLC

Detroit, MI 48226

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CRD#: 1758268

Professional summary

Michael Martin Wayne is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Detroit, Michigan.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Martin Wayne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2023 - Present

CELADON FINANCIAL GROUP LLC

Office #1: 400 Monroe Street Suite 460, Detroit, MI 48226

CRD#: 36538

Detroit, MI

Past

August 27, 2010 - August 10, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Detroit, MI

Past

August 22, 2003 - August 30, 2010

EQUITAS AMERICA, LLC

CRD#: 39806

DETROIT, MI

Past

September 26, 2001 - August 22, 2003

NRP FINANCIAL, INC.

CRD#: 103717

BRYAN, OH

Past

October 15, 1998 - September 25, 2001

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

September 23, 1998 - October 15, 1998

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

Past

August 6, 1997 - September 28, 1998

INSIGHT SECURITIES, INC.

CRD#: 5611

HIGHLAND PARK, IL

Past

October 17, 1995 - August 5, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

December 22, 1987 - October 27, 1995

FIRST OF MICHIGAN CORPORATION

CRD#: 311

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/8/2023)

Colorado
(8/8/2023)

Illinois
(8/8/2023)

Indiana
(10/6/2023)

Michigan
(8/8/2023)

Virginia
(8/8/2023)

Exams

State Security Law Exam

Series 63

Date: 10/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/1999

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: , 8-47288

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HERSCH, DARYL SCOTT	CEO/MAJORITY MEMBER/GSP/ROSFP	1255474
CAMBRIA HOLDINGS, INC.	MINORITY MEMBER
COSTINE, MELISSA ANNE	OPERATIONS MANAGER/GSP	2646983
NAVAS, NELSON GABRIEL	CFO/FINOP/GSP	5092353
PASTINE, ARMAND RALPH	HEAD OF CAPITAL MARKETS/GSP	2257531
WALDMAN, PAUL MITCHELL	CCO/AMLCO/GSP/ROSFP	1885767

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

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Firm Stability Insights

Michael M. Wayne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Martin Wayne's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

EQUITAS AMERICA, LLC

NRP FINANCIAL, INC.

FIRST SECURITY INVESTMENTS, INC.

FIRST SECURITY INVESTMENTS, INC.

INSIGHT SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

FIRST OF MICHIGAN CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1987

SIE

Date: 10/1/2018

Series 7

Date: 12/19/1987

Series 24

Date: 1/14/1999

FINRA

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CELADON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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