William R. Hudgins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Randolph Hudgins II, who also goes by Bill Hudgins, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2004 - January 31, 2007
SARATOGA CAPITAL MARKETS
September 26, 2002 - July 22, 2003
GREENTREE BROKERAGE SERVICES, INC.
January 2, 1996 - July 30, 2002
ORMES CAPITAL MARKETS, INC.
February 24, 1988 - November 29, 1995
PRYOR, COUNTS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
SARATOGA CAPITAL MARKETS
CRD#: 120888 / SEC#: , 8-65354
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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